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Rumors addressed included the SEC being active in London and a crackdown on illegal marketing.
Ordinance sets out obligation to report cyberattacks on critical infrastructure.
BF Borgers and owner Benjamin Borgers charged by the SEC in case affecting more than 1,500 SEC filings.
An overview of the most significant features of AIFMD II that fund managers should know.
Assessing amendments to the regulation on wholesale market integrity and transparency.
The transition to faster securities settlement in the US will have a significant impact on UK and EU firms with holdings in North and Central America.
Carroll Barry-Walsh looks at some pressing and very current issues around accountability and responsibility.
The proposed changes are to address behavior by some banks around “window dressing” reporting and disclosure of G-SIB scores.