Retail
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A roadmap to the Overseas Funds Regime
The OFR is set to redefine how non-UK domiciled funds can be marketed to UK retail investors based on the principles of equivalence.
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FCA consultation on SDR and portfolio management as approach blooms
Consultation paper is the latest stage in the implementation of SDR.
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FCA consults on implementing the Overseas Funds Regime
The OFR is set to redefine how non-UK domiciled funds can be marketed to UK retail investors based on the principles of equivalence.
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XLoD London 2023: Capturing unapproved communications channels
Changing market conditions and regulatory challenges discussed by expert panel.
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XLoD London 2023: Building effectiveness and efficiency in the 3LOD model
Panel of experts examined changing market conditions and regulatory challenges.
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XLoD London 2023: Experts discuss continued expansion of regulation
Panel of experts examined changing market conditions and regulatory challenges.