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Latest News
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OFAC fines firm for sanctions lapses, failure to use technology properly
The NJ-based supply-chain logistics firm was charged because several subsidiaries’ brokerage management systems hadn’t yet been incorporated into C.H. Robinson’s system.
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GRIP Extra: Trump nominates Atkins for SEC chair, Musk tries to block OpenAI’s for-profit move
Other news includes a $123m penalty against McKinsey for bribery, and a Nomura wealth manager being charged with attempting to murder–yes, murder–customers.
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GRIP Extra: EU to slash green regulations, Canada targets Google for anticompetitive conduct
Other news includes a controversial Australian social media ban for under-16s, and an increase in US bank assessment rates for 2025.
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The 2024 regulatory landscape and thoughts on a post-US-election version
The US election campaign is, perhaps predictably, closing amid sound and fury. We step back to take a measured view of America’s prospects.
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Tether faces US inquiry about alleged AML and sanctions violations
But the world’s biggest stablecoin denies the WSJ’s reports that it is being investigated for possible AML and sanctions violations.
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FCA work in review October 1-9, 2024
Our at-a-glance guide to recent FCA activity.
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UK regulator fines Starling Bank £29m for ‘shockingly lax’ screening controls
Mark Taylor of Ibex Compliance identifies the key learning points from the FCA’s action against Starling Bank.
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OCC orders Wells Fargo to overhaul compliance strategies and illicit fund detection
The OCC found the bank’s safeguards against money laundering and sanctions violations were lax and imposed detailed compliance program remedies.