-
Podcast: LSEG’s Anna Rosenberg contemplates the regulatory road ahead
GRIP’s US Content Manager Julie DiMauro spoke to Anna Rosenberg, Senior Manager for Government Relations at LSEG in NY.
-
FCA Dear CEO letter and AI tools discussed at roundtable
Compliance professionals tackled current challenges at the latest Hedge Funds Global Relay event in London.
-
Herbert Smith Freehills hit with £465k fine for breaching Russian sanctions
This case is one of the first in a pipeline of OFSI enforcement actions related to the Russian invasion.
-
GRIP Extra: SEC updates marketing rule FAQs, Swiss fine for Lara Warner
Other news includes Chat GPT hallucinates murder, DOGE access to social security data blocked and Tornado Cash no longer sanctioned.
-
GRIP Extra: Pro-labor US labor secretary in, Nasdaq shuts down high speed trading service
Other news includes a $1b Salesforce investment in Singapore, the EU removing four Russian from sanctions list due to Hungarian pressure, and French publishers suing Meta over AI models.
-
OFSI publishes first financial sanctions threat assessment report
The report provides information on suspected sanctions breaches and is intended to assist with prioritization as part of a risk-based approach to compliance.
-
Podcast: A GRIP discussion on law, compliance and policymaking in 2025
Alexander and Julie say mandates in consumer protection, sustainability reporting, and privacy mean companies must maintain resources and skills to meet compliance challenges.
-
GRIP Extra: ExxonMobile lobbyist implicated in hacking campaign, UK postpones capital requirements
Other news includes the SEC rescinding crypto-unfriendly SAB 121, Meta keeping its fact-checking outside of the US, and Japan significantly raising its interest rates.