SEC alleges former CFO lied to auditors and falsified records to inflate Acreage’s year-end cash balance.
Vlada Gurvich4 min read
The FCPA enforcement action against Cognizant is going forward despite President Trump’s Executive Order.
Julie DiMauro3 min read
The company failed to properly inform investors about regulatory challenges it was experiencing with the FDA.
Alexander Barzacanos2 min read
The DOJ alleged Raytheon defrauded DOD into paying over $111m more than it should have in contracts to buy Patriot missile systems and operate radar.
Julie DiMauro2 min read
The business revamped its anti-bribery internal controls and policies, and began offering a bimonthly compliance newsletter and compliance-centered podcast.
Julie DiMauro2 min read
SEC settles charges over Exchange Act disclosure controls, but two commissioners dissent.
Julie DiMauro5 min read
SEC says the company could change the dollar amounts available to buy back stock and the timing of buybacks – after the plans took effect.
Julie DiMauro3 min read
In this week’s roundup, we see a mix of charges, including disclosure failings within a donor data management software company.
Martina Lindberg3 min read