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UK will move to T+1 cycle for securities settlement from October 2027
The move is aimed at creating a modern and efficient trading system in the UK, in line with international standards.
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BMO Capital Markets in $40.6m settlement with SEC over bond sale supervision
SEC says BMO failed to properly supervise employees who sold certain bonds, but notes it has remediated lexicons, policies and training in this area.
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Crypto wrap: ‘X money’ leaks, Kwon in court, Europe’s MICA, plus more
Latest developments in the world of crypto.
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SEC sued by 18 state AGs for unconstitutional overreach
The suit relates to the SEC’s controversial position that most cryptocurrencies are securities.
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CEOs convicted for securities fraud
Schneider and Gentile used investor capital to pay out monthly distributions and create the illusion that their funds were performing satisfactorily.
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EU considers T+1 settlement cycle to align with US and other countries
Speech by Verena Ross on the EU transitioning to a faster securities settlement cycle.
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The GRIP Files: Matt Franker, securities and capital markets lawyer at Covington
Matt Franker, US attorney and former securities lawyer at the SEC, talks about his work in both public and private service, and the future of ESG reporting.
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Exchange applications to list spot ether ETFs approved by SEC
Nasdaq, CBOE and NYSE approved to list ETFs tied to the price of ether.