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UK will move to T+1 cycle for securities settlement from October 2027
The move is aimed at creating a modern and efficient trading system in the UK, in line with international standards.
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FCA work in review: February 13-19, 2025
Our at-a-glance guide to recent FCA activity.
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GRIP Extra: ExxonMobile lobbyist implicated in hacking campaign, UK postpones capital requirements
Other news includes the SEC rescinding crypto-unfriendly SAB 121, Meta keeping its fact-checking outside of the US, and Japan significantly raising its interest rates.
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Executive orders and regulatory change – compliance risks in uncertain times
A general paring back of regulations has begun with a regulatory freeze in place and changes to federal government hiring, DEI rules and many things affecting climate change.
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XLOD London 2024: Addressing the proliferation of trade venues
Panelists from Bank of America, NatWest and Natixis discussed the challenges of multiple trade venues.
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SEC releases fiscal year 2025 examination priorities
Emerging risk areas (such as AI), plus cybersecurity, crypto and AML in focus as we dig deep into Examination Priorities document.
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FCA International Capital Markets Conference: Regulation, regulators and risk
The FCA’s conference, held in London on October 8, attracted speakers from the regulatory ecosystem and the banking and investment community.
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SEC starts sweep of exams on T+1 compliance at investment adviser firms
Several registered investment advisers have received examination letters related to T+1 settlement compliance.