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FCA concerned about conflicts of interest at firms managing private assets
Dear CEO letter to asset managers also highlights market integrity and consumer outcomes as key supervisory priorities.
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Third-party risk a key addition to FINRA’s 2025 Regulatory Oversight Report
Annual report includes new section on third-party supplier risk landscape, including emerging regulatory concern about AI use within firms and by third-parties.
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Why tech, process and people are top of mind for CISO Laurence Lafond
In this second part of our discussion with Lafond, he refers to internal threats, side-channel attacks, vendor risks and having a well-equipped incident response plan and team.
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DORA: Navigating the path ahead
With DORA now in effect, the EU’s financial sector is entering a new phase of operational resilience obligations, where firms must shift from preparation to action.
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Facing up to the challenge as the age of DORA dawns
The absence of a transitional period presents a challenge for firms and third parties.
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XLOD London 2024: What’s next for operational resilience?
Experts from Morgan Stanley, BNY, Nomura and First Abu Dhabi Bank discussed this key issue at the leading compliance industry event.
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Systems in UK and US retailers down after Blue Yonder ransomware attack
UK retailers Morrisons and Sainsbury’s were some of those affected by the attack on Blue Yonder in the US.
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UK regulators address critical third party operational resilience in financial sector
The FCA, PRA and BoE set out final requirements and expectations in order to manage potential systemic risk posed by tech firms.