Ciara McBrien | Katten – Global Relay Intelligence & Practice

Ciara McBrien | Katten

Ciara McBrien focuses her practice on Financial Markets and Funds. She has previous experience working in large financial institutions, and uses the knowledge and expertise gained to deliver commercial advice for clients.

ciara.mcbrien@katten.co.uk

Technology

Counting down to DORA compliance

October 23, 2024

Developments include: potential standardization of threat-led penetration testing, new oversight director for DORA and ESA’s work program.

Nathaniel Lalone | Katten, Ciara McBrien | Katten3 min read

Topics

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USAA dinged for failing to fix AML, IT, third-party oversight shortcomings

SEC charges Express with failing to disclose $1m in perks to former CEO

SEC dings Becton Dickinson $175m for misrepresenting product risks

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CFTC amends investor safeguard rules

PRA and FCA propose reform to ease bank remuneration rules

SEC modernizes submission of some forms and filings

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The relentless advance of American asset managers in Europe

Musk, Altman and the AI feud worth billions of dollars

Microsoft has purchased half a million advanced Nvidia chips as part of AI investment

Topics

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GRIP Extra: McKinsey slapped with $650m fine for pharma work, CFPB goes after Zelle

Podcast: CCO Courtney Reid is optimistic about the state of compliance in 2025

GRIP Extra: Trump advisers seek to axe bank regulators, China seeks to relax monetary policies

Counting down to DORA compliance