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Latest News
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FCA launches consultation on new PISCES private stock market
The proposals for a new private stock market have been given a boost as the UK regulator unveils plans to consult with the industry.
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PISCES: Fishing in the new waters of private share trading
Revised proposals will make the secondary trading platform more attractive for companies.
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UK’s new approach to climate change set out at International Carbon Markets Summit
UK government is committed to fostering growth in international carbon markets and unlocking additional finance to reach net zero.
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FCA v BlueCrest Capital Management: Implications for regulated firms
Court of Appeal addresses the scope of the FCA’s powers under FSMA to impose redress requirements on firms and the jurisdiction of the Upper Tribunal.
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ASIC roundup: record fine for Macquarie Bank, and A$12.9m greenwashing penalty
The Australian Securities & Investments Commission’s latest actions and news, September 23 – 27, 2024.
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Therese Chambers tells conference the FCA is listening to concerns about ‘name and shame’ plans
The regulator will meet with groups to explore the transparency proposals but not everyone is convinced continuing along this path is the best way forward.
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Uniswap Labs charged by CFTC for offering digital asset derivatives trading
Two commissioners dissented with the decision, saying the regulator cut corners to create a pretext for enforcement.
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Changes to the post-trade risk reduction services and the DTO
The FCA is making changes to notification and disclosure requirements for OTC derivatives.