UK MiFIR – Global Relay Intelligence & Practice

UK MiFIR

FCA

Data quality issues persist at firms according to the FCA

November 11, 2024

The regulator praises firms for improving the quality of transaction reporting, but points to continuing or recurring reporting issues.

Thomas Hyrkiel3 min read
FCA

Changes to the post-trade risk reduction services and the DTO

August 26, 2024

The FCA is making changes to notification and disclosure requirements for OTC derivatives.

Tim Cant | Ashurst, Jake Green | Ashurst, Sid Ulker | Ashurst, Vidhi Mahajan | Ashurst5 min read
FCA

FCA week in review July 24 – 30, 2023

August 1, 2023

Trust in financial services, Consumer Duty, new regulation and enforcement action.

Martin Cloake1 min read