Vanguard
-
ASIC roundup: record fine for Macquarie Bank, and A$12.9m greenwashing penalty
The Australian Securities & Investments Commission’s latest actions and news, September 23 – 27, 2024.
-
ASIC roundup: Prison for insider trading, and first win on greenwashing civil penalty action
The Australian Securities & Investments Commission’s latest actions and news, March 25 – 28, 2024.
-
Rush to low fees spurs bitcoin ETF competition as leading fund hits $10bn asset mark
The launch of spot bitcoin ETFs following the SEC’s approval in January has sparked fierce competition on trading fees.
-
ASIC roundup: Greenwashing, unlicensed conduct and cancelled license
The Australian Securities & Investments Commission’s latest actions, July 24 – 28, 2023.
-
Vanguard fined for providing misleading account statements to customers
FINRA said Vanguard failed to investigate red flags that its account statements were misleading in a reasonable, timely way.