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UK PSR report highlights scale of APP fraud
£341m lost to APP scams in 2023 in the UK alone.
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CEOs convicted for securities fraud
Schneider and Gentile used investor capital to pay out monthly distributions and create the illusion that their funds were performing satisfactorily.
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Podcast: Emma Parry on conduct risk, whistleblowing and “speak-up” culture
We spoke to Emma Parry about her role as an expert witness in a high court case, her experience as head of global conduct risk and the fallout of recent whistleblowing cases.
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NY AG sues Citibank for failing to protect and reimburse victims of electronic fraud
New York AG Letitia James sued Citi in federal court, alleging bank failures led to customers losing millions of dollars to scammers.
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Tech company founders charged with wire fraud and misrepresentation of finances
SEC and DOJ charge former co-CEOs over misleading information on company finances.
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DOJ roundup: Conviction of former Fugees rapper among the cases in a busy week
Eight cases also include a bitcoin scam and sanctions violations.
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SEC roundup: Fraud schemes, misleading non-GAAP disclosure, and compliance failures
An $850m fraud scheme that funded a businessman’s lavish lifestyle features among the SEC’s charges this week.
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Former Slync CEO charged over $67m offering and wire fraud
Christopher S Kirchner allegedly embezzled more than $28m of investor money to fund his lavish lifestyle.