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Discussions of enterprise risk management, surveillance technology, and market abuse feature in the first of two reports.
This was arguably one of the most insightful sessions at the ‘must attend’ event for surveillance experts on the sellside and buyside.
In this session, Lindsay Moilanen, Assistant Regional Director at the SEC, outlined the Commission’s current priorities.
This in-depth session at the foremost compliance surveillance conference featured Ian Blair from UB, Rob Hammond from BNP Paribas, and John Lydon from TP ICAP.
XLoD held its London event for surveillance professionals in financial services last week, with the FCA’s Sheree Howard delivering a thought-provoking keynote.