XLoD event in NYC: Managing risk, surveillance across the three lines of defense

Discussions of enterprise risk management, surveillance technology, and market abuse feature in the first of two reports.

The XLoD event in New York City this month focused squarely on on an enterprise-wide view of nonfinancial risk across the three lines of defense and featured industry participants, regulators, and technology provider firms offering their perspectives. Voice and electronic communications surveillance, leveraging AI in the risk context, trade-date surveillance

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