GRIP1 min read
Julie DiMauro26 min listen
GRIP1 min read
Mike is a former assistant US attorney from the Eastern District of New York, where he served as deputy chief of the Business and Securities Fraud Section. During his tenure, the office prosecuted numerous complex and high profile securities fraud, mail fraud, wire fraud, bribery and money laundering cases.
Earlier in his career, Mike served as branch chief in the SEC’s New York office, supervising staff attorneys as they worked on regulatory investigations and enforcement actions. While he was at the SEC, he was appointed as a special assistant U.S. attorney in the Southern District of New York.
Statistics published by the SEC and FCA allow comparison of US and UK regulatory enforcement trends.