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An interdisciplinary approach between firms and their service providers is crucial to successfully “tame” DORA says PJ Di Giammarino of JWG.
Time to get your trade surveillance models in order: digitize the 3 Lines model and get ahead of the new tech conduct risk obligations.
Boards need to connect the dots between regulatory requirements, technology and the banks’ supply chain.
Compliance experts at JWG Group’s virtual trading compliance seminar discuss what it took to bring interpretation into the digital age and AI’s role.