Starling Insights

Starling Insights publishes original research and covers events related to the governance and supervision of cultural, behavioral, and other non-financial risks and performance outcomes.

Compliance Culture & Ethics

How bank supervisors can better address behavior and culture

September 8, 2023

Former Dutch Regulator Mirea Raaijmakers outlines the steps to manage behavioral risk.

Mirea Raaijmakers, Starling Insights6 min read
Compliance Culture & Ethics

Bank regulation: Are we going to lie to ourselves?

September 6, 2023

When it comes to compliance, the difference between saying and doing can be exacerbated by an excess of regulation.

Stephen Scott, Gary Cohn, Jay Clayton, Starling Insights6 min read

Topics

Latest News

USAA dinged for failing to fix AML, IT, third-party oversight shortcomings

SEC charges Express with failing to disclose $1m in perks to former CEO

SEC dings Becton Dickinson $175m for misrepresenting product risks

Topics

Latest News

CFTC amends investor safeguard rules

PRA and FCA propose reform to ease bank remuneration rules

SEC modernizes submission of some forms and filings

Topics

Latest News

The relentless advance of American asset managers in Europe

Musk, Altman and the AI feud worth billions of dollars

Microsoft has purchased half a million advanced Nvidia chips as part of AI investment

Topics

Latest News

GRIP Extra: McKinsey slapped with $650m fine for pharma work, CFPB goes after Zelle

Podcast: CCO Courtney Reid is optimistic about the state of compliance in 2025

GRIP Extra: Trump advisers seek to axe bank regulators, China seeks to relax monetary policies

How bank supervisors can better address behavior and culture

Bank regulation: Are we going to lie to ourselves?