Our in-brief roundup of notable stories from the last week.
All records are to be retained throughout the life of the swap and then for a period of at least five years following its final termination.
Record retrieval
The records must be readily accessible via real time electronic access throughout the life of the swap and for two years following its final termination.
The records must be retrievable within three business days for the remainder of the retention period following final termination.
Our in-brief roundup of notable stories from the last week.
GRIP 3 min read
Our in-brief roundup of notable stories from the last week.
GRIP 3 min read
The change comes a few weeks after the SEC ended its own “no-deny” policy.
Alexander Barzacanos 2 min read
Our in-brief roundup of notable stories from the last week.
GRIP 3 min read
A Google software engineer allegedly used confidential search data to make around $1.2m on “near-perfect” search term predictions.
Alexander Barzacanos 2 min read
Our in-brief roundup of notable stories from the last week.
GRIP 3 min read
Firms, however, must maintain strict adherence to existing requirements until these changes are officially adopted.
Janaya Moscony | SEC3 1 min read
Our in-brief roundup of notable stories from the last week.
GRIP 3 min read