Julie DiMauro53 min listen
GRIP2 min read
Jean Hurley2 min read
The minimum account supervision standards do not:
Supervisory staff has a duty to ensure compliance with policies, procedures and regulatory requirements and this includes a general duty to ensure appropriate action is taken when a concern is identified.
Supervisory staff must also maintain records of the issues identified, action taken and resolution achieved.
Our in-brief roundup of notable stories from the last week.
GRIP2 min read
From grid optimization and energy storage to workforce training and ethical governance, the discussion underscored that AI is an operational reality shaping how the country generates, distributes, and secures power.
Vlada Gurvich4 min read
Several forces are likely to accelerate AI integration into the compliance function over time.
Julie DiMauro4 min read
As the second major net-zero alliance folds, we consider the future of net zero for financial services.
Jean Hurley3 min read
As with any technology rollout, scenario planning and simulations should be integrated into the de-risking process.
Julie DiMauro5 min read
Our in-brief roundup of notable stories from the last week.
GRIP2 min read
Discussions of digital sovereignty, trust in technology, and regional initiatives such as Quebec’s AI strategy revealed how regulatory choices will shape adoption, competitiveness, and Canada’s role on the global stage.
Vlada Gurvich5 min read
Expanded obligations cover MSB agent vetting, beneficial ownership discrepancy reporting, new reporting entities, and an updated sanctioned property report regime.
Alexander Barzacanos1 min read