Key personnel moves across the regulated industries that we cover.
The minimum account supervision standards do not:
Supervisory staff has a duty to ensure compliance with policies, procedures and regulatory requirements and this includes a general duty to ensure appropriate action is taken when a concern is identified.
Supervisory staff must also maintain records of the issues identified, action taken and resolution achieved.
Key personnel moves across the regulated industries that we cover.
Our in-brief roundup of notable stories from the last week.
The report detailed Canada's coordination across its government and its capacity to analyze and use financial intelligence, while noting a few areas for improvement.
Our in-brief roundup of notable stories from the last week.
CIRO said it delivered on its 2026 Annual Priorities and made significant progress on the objectives in its Strategic Plan.
Our in-brief roundup of notable stories from the last week.
Von der Leyen confirms new banking package, continued simplification, extended AI and climate efforts, and a new associate member – Canada.
Our in-brief roundup of notable stories from the last week.