Other news includes a startling fact about North Korean crypto theft, a damning report about the management of Credit Suisse, and a potential Honda-Nissan merger.

The SEC said the company understated the "All Other Compensation" portion of its CEO's compensation by an average of 94 percent over three fiscal years.

The company failed to properly inform investors about regulatory challenges it was experiencing with the FDA.

The rule requires broker-dealers, securities-based swap dealers, exchanges, clearing agencies, and other SROs to submit forms in certain electronic formats.

In a narrowly-obtained decision, the Fifth Circuit determined that approving the rule exceeded the SEC’s power.

Contractual provisions to arbitrate disputes can be less-than-transparent and restrictive -- but also sometimes cheaper and less burdensome than litigation.

Firm found to have no policy or procedure in place that could have detected misappropriation of $10m.

GRIP's Julie DiMauro spoke to Lisa Crossley about her vision for a compliance advisory committee and the much-needed clarity it could bring compliance professionals.