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FCA work in review August 12-16, 2024
PwC has received the first fine imposed on an auditor by the FCA, plus more enforcement actions.
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Latest finfluencer case sees nine charged
Charges relate to unauthorized financial promotions of FX and CFDs.
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FCA work in review April 15 – May 17, 2024
It’s been a relatively quiet period as far as FCA announcements go, so the latest in our regular series of roundups covers a month.
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FCA work in review April 15 – 28 2024
A busy period for the FCA featured three big speeches and an unusual development in the BSPS scandal.
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Welcome to the Wild West – how crypto fever clouded business judgment
Serious questions of regulation and due diligence are raised in a fascinating new book about crypto and sport.
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eToro sued for breaching obligations with high-risk CFD products
About 77% of the customers said to have lost money in CFD trades.
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From losses to litigation: Client’s lawsuit against broker explained
Will brokers face higher expectations for the standard of care that they provide to consumers?
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FCA market abuse peer review: key findings
Market abuse peer review of firms offering CFDs and spread bets identifies insider dealing as primary abuse risk.