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Charges relate to unauthorized financial promotions of FX and CFDs.
It’s been a relatively quiet period as far as FCA announcements go, so the latest in our regular series of roundups covers a month.
A busy period for the FCA featured three big speeches and an unusual development in the BSPS scandal.
Serious questions of regulation and due diligence are raised in a fascinating new book about crypto and sport.
About 77% of the customers said to have lost money in CFD trades.
Will brokers face higher expectations for the standard of care that they provide to consumers?
Market abuse peer review of firms offering CFDs and spread bets identifies insider dealing as primary abuse risk.
In part two, the authors discuss the proposal’s aims to address consumer, industry, and investor concerns over exposure to volatile short-term fossil fuel prices and strengthen consumer protections.