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Why we need a brain science approach in compliance training
Aligning training methods with brain science such as spaced repetition, active recall, and storytelling, will help candidates achieve success in high-stakes licensing exams.
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Podcast: CCO Courtney Reid is optimistic about the state of compliance in 2025
US Content Manager Julie DiMauro spoke to Courtney Reid, CCO at MassMutual’s retail broker-dealer, about her outlook on the compliance role.
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NSCP’s Lisa Crossley sets out her vision for a Compliance Advisory Committee
GRIP’s Julie DiMauro spoke to Lisa Crossley about her vision for a compliance advisory committee and the much-needed clarity it could bring compliance professionals.
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OPINION: What could the second Trump era mean for audit, risk and compliance teams?
Audit expert Richard Chambers takes a look at the key factors most likely to influence compliance risk.
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The Investment Association’s new Principles of Remuneration: What’s changed?
Revised Principles are less prescriptive, allowing companies to tailor remuneration arrangements to make UK a more attractive place to list.
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The GRIP Files: Carl E Kennedy, partner at Katten and former regulator with the CFTC
Drawing on his deep experience of the financial services industry, Carl Kennedy talks about his work in both public and private service.
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INTERVIEW: Martin Woods on the Wachovia bank affair and whistleblowing superheroes
Martin Woods provides some insight as to what happened at Wachovia Bank and how he discovered the money laundering.
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INTERVIEW: Martin Woods, anti-money-laundering practitioner and strategist
Also known as the “Wachovia Whistleblower”, Martin Woods has been chasing bad guys since the age of 17.