Compliance as a Profession

The best fund operations models are not about one provider owning everything; they are about clarity: who prepares the work, who reviews it, who approves it, and who makes sure open items get resolved.

Mayr shares her story from math and economics to energy markets; and discusses the latest developments.

Key personnel moves across the regulated industries that we cover.

Our interview with Steve Penry explores the experience and insights that shape effective compliance across energy and financial markets.

We spoke to Stender about his career, the AI challenge for tax & legal, the cultural shift to embed AI, how to explain the “black box” and why it’s important to keep the human in the loop.

Andrew Williams, executive coach and former CCO & General Counsel provides advice on how to deal with challenges such as cost pressure, managing relationships with regulators, geopolitics, and much more.

Key personnel moves across the regulated industries that we cover.

The self-regulator made explicit three criteria for review.