-
Crypto wrap: Elliot’s havoc warning, FCA approval for Coinbase, and India revisits crypto stance
Latest news and developments from the world of crypto.
-
Upskilling compliance, trust in AI and enforcement discussed at roundtable
Compliance professionals wrestled with current challenges at the latest Hedge Funds Global Relay event in London.
-
The undercover hedge funds financing activist short sellers
When Wall Street’s self-styled financial detectives allege malfeasance, these silent partners stand to reap the benefits.
-
FCA takes Bluecrest redress scheme case back to court after tribunal rebuke
Regulator argues judges made errors in deciding to block its plans.
-
Consumer Duty, bundling, reporting and DORA discussed at compliance roundtable
Rumors addressed included the SEC being active in London and a crackdown on illegal marketing.
-
New Jersey asset management firm CCO pleads guilty to $401m fraud
With SEC and DOJ charges pending, we examine the case and assess the implications of the CCO’s characterization as a gatekeeper.
-
Compliance roundtable discussion tackles devil in the detail
Compliance professionals wrestled with current challenges at the latest Global Relay roundtable event in London.
-
The debt-fuelled bet on US Treasuries that’s scaring regulators
Policymakers are concerned about the huge leverage that hedge funds are employing as part of the so-called basis trade.