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FCA proposes new rules for investment managers to support growth
The announcement comes after continued government pressure to cut regulation and support growth.
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FCA Dear CEO letter and AI tools discussed at roundtable
Compliance professionals tackled current challenges at the latest Hedge Funds Global Relay event in London.
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Crypto wrap: Elliot’s havoc warning, FCA approval for Coinbase, and India revisits crypto stance
Latest news and developments from the world of crypto.
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Upskilling compliance, trust in AI and enforcement discussed at roundtable
Compliance professionals wrestled with current challenges at the latest Hedge Funds Global Relay event in London.
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The undercover hedge funds financing activist short sellers
When Wall Street’s self-styled financial detectives allege malfeasance, these silent partners stand to reap the benefits.
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FCA takes Bluecrest redress scheme case back to court after tribunal rebuke
Regulator argues judges made errors in deciding to block its plans.
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Consumer Duty, bundling, reporting and DORA discussed at compliance roundtable
Rumors addressed included the SEC being active in London and a crackdown on illegal marketing.
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New Jersey asset management firm CCO pleads guilty to $401m fraud
With SEC and DOJ charges pending, we examine the case and assess the implications of the CCO’s characterization as a gatekeeper.