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Is the striking down of the private fund adviser rules a pyrrhic victory?
There are three reasons why viewing this as an unqualified win for the private fund industry might be premature.
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US appeals court strikes down SEC’s private fund rule
A US appeals court threw out the SEC’s private funds rule, handing a victory to the ever-expanding, nearly $27 trillion industry.
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Private funds don’t need to re-invent the wheel to adapt to harmonization
Time to adapt your compliance frameworks to address regulatory challenges.
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Improving accounting controls beyond your audit
Practical advice for compliance teams when completing essential reviews in adherence with the SEC’s Custody Rule.
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SEC adopts final amendments to Form PF, expanding disclosure obligations
Amendments to Form PF oblige advisers to private funds to give the SEC and FSOC more reporting details.
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Lawmakers grill Gensler on SEC’s approach to rulemaking
SEC chair pressed on the agency’s rule proposals in a hearing this week before the House Financial Services Committee.
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How US regulatory changes affect sovereign wealth funds investment
New rules are directly affecting how sovereign wealth funds are structuring their investments and reducing the compliance burden.
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SEC unveils new private fund reforms – scope and best compliance practice
Reforms bring several significant requirements applicable to private fund managers, including non-US based advisers and exempt reporting advisers.