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Latest News
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USAA dinged for failing to fix AML, IT, third-party oversight shortcomings
According to the OCC, this order includes parts of prior orders issued in 2019 and 2022 with which USAA was not yet in compliance.
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FSOC releases 2024 annual report, Gensler offers his wish for the future
Cybersecurity incidents and risk from third-party providers and digital assets identified as key concerns.
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FSB report highlights need to minimise AI risk to financial stability
What are the implications of AI adoption in the financial sector? We take a look at the key findings from FSB’s latest report.
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UK regulators address critical third party operational resilience in financial sector
The FCA, PRA and BoE set out final requirements and expectations in order to manage potential systemic risk posed by tech firms.
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XLOD London 2024: Assessing the risk and control landscape for 2025
The first of a series of reports from XLOD London features a panel discussion with experts from Standard Chartered, Lloyds Bank, and Citigroup.
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Axiom Bank ordered to revamp its compliance with BSA/AML rules
OCC cites lack of processes designed to detect suspicious activity.
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DORA implementation guidance published by BaFin
Although non-mandatory and applicable to regulated entities in Germany the practical guidance offers helpful insight into key aspects of the new regime.
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Opinion: What can we learn from the CrowdStrike outage?
Businesses exposed to technology and concentration risk tied to large vendors and ubiquitous systems is a sign of the times, says Alex Viall.