- Regulation
- Technology
- Resources
Latest News
-
UK parliamentary group calls the FCA ‘dishonest and incompetent’
The report is based on evidence and testimonies shared by individuals who have had direct dealings with the UK regulator.
-
SEC announces enforcement results for fiscal year 2024
The SEC announced that it collected $8.2 billion in monetary penalties for FY 2024, the highest amount for the fines in the regulator’s history.
-
The undercover hedge funds financing activist short sellers
When Wall Street’s self-styled financial detectives allege malfeasance, these silent partners stand to reap the benefits.
-
OPINION: In defense of the UK’s head of Serious Fraud Office: I can both “confirm and deny”
Criticism of SFO’s current chief Nick Ephgrave says more about the critics than him, writes Tony McClements.
-
GRIP Extra – CrowdStrike apology, Mira Murati departure and more whistleblowing
Also in the news this week some economic news from China and Saudi Arabia that may have a global impact.
-
FCA work in review September 17 – 23, 2024
Our at-a-glance guide to recent FCA activity.
-
DOJ’s Argentieri speaks at NYU Law about whistleblowers and self-reporting
Nicole Argentieri explained the thinking behind her department’s approach to whistleblowing and compliance.
-
Estonian Parliament adopts new Whistleblower Protection Act
Money laundering and terrorist financing, consumer protection, and protection of privacy and personal data are some of the areas the new Act will touch upon.