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REMIT: EU Wholesale energy markets update
Covering algorithmic trading notifications; the Energy Trading Annual Industry report; the latest ACER Quarterly Review; and recent REMIT fine.
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Tackling market abuse: Blocking threats for brokers
With brokers still struggling with their trade surveillance obligations, here are some common issues to consider when monitoring market abuse.
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SEC wins landmark case on shadow trading enforcement action
Shadow trading case extends potential insider trading liability, creating considerable risk for both companies and insiders.
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10 key things market participants should know about the EU REMIT Review
Assessing amendments to the regulation on wholesale market integrity and transparency.
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More suspected abuse of inside information in Finland, FIN-FSA reveals
The Finnish Financial Supervisory Authority commenced 50% more cases in 2023 compared to 2022.
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SEC puts concept of ‘shadow insider trading’ to test in court action
Biotech executive Matthew Panuwat bought options on stock of another company he was not privy to inside information about. Was it insider trading?
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Organised crime active in equity markets according to the FCA
The regulator draws attention to the risks with the release of this guidance, coinciding with arrests in London.
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ASIC: Insider trading, misleading statements, and bank fined A$820,000
The Australian Securities & Investments Commission’s latest actions and news, January 15-26, 2024.