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XLOD London 2024: The view of risk and control from the Board
The leading compliance industry event assembled a strong panel from Standard Chartered, NatWest, Deloitte and UBS for this discussion.
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DORA: Navigating the path ahead
With DORA now in effect, the EU’s financial sector is entering a new phase of operational resilience obligations, where firms must shift from preparation to action.
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XLOD London 2024: What’s next for operational resilience?
Experts from Morgan Stanley, BNY, Nomura and First Abu Dhabi Bank discussed this key issue at the leading compliance industry event.
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How wealth managers can avoid misconduct and protect consumers
A year on from the FCA’s Dear CEO “warning shot” to wealth managers on consumer duty and financial crime, we look at how firms can meet these revised expectations.
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XLOD London 2024: Regulator insights on the future of risk management and controls
This panel discussion featured experts from the National Futures Association and Dutch financial markets authority AFM.
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XLOD London 2024: Assessing the risk and control landscape for 2025
The first of a series of reports from XLOD London features a panel discussion with experts from Standard Chartered, Lloyds Bank, and Citigroup.
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SIFMA Annual 2024: Rostin Behnam on digital assets, betting markets and treasury clearing
Our latest report on keynote speeches at the recent SIFMA event in New York features CFTC Chair Rostin Behnam.
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Counting down to DORA compliance
Developments include: potential standardization of threat-led penetration testing, new oversight director for DORA and ESA’s work program.