-
BoE consolidates and clarifies enforcement approach
The new policy statement delineates the range of enforcement powers at the BoE’s disposal and tries to provide transparency and clarity for firms.
-
Deterrence to the fore in CFTC enforcement guidance
New guidance addresses monetary penalties, recidivism, monitor and consultant undertakings as well as admission resolutions.
-
The SEC and FCA: A pond, 362 investigations, and $4 billion in penalties apart
Statistics published by the SEC and FCA allow comparison of US and UK regulatory enforcement trends.
-
Colombian firm to pay $80m to resolve foreign bribery investigations
Corficolombiana paid more than $28m in bribes to high-ranking government officials to win a massive infrastructure project.
-
New FCA enforcement chief sets out strong stance
Therese Chambers sent out a clear message in her first speech in the role.
-
Ericsson pleads guilty and pays $206m after breaching 2019 FCPA agreement
The company breached the Deferred Prosecution Agreement from 2019 by violating cooperation and disclosure provisions.
-
Former bank CEO publicly censured after AML failings
Sonali Bank (UK) Limited’s previous CEO issued with final notice after weak anti-money-laundering procedures.
-
Barclays to pay $361m in penalties after unregistered offers and over-issuing of securities
Barclays PLC and Barclays Bank PLC (BBPLC) have agreed to a multimillion dollar settlement to resolve SEC charges.